-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Aw6QZGc17r1nci6yN7L8214MVfSsh2wy/hvVhazaUP/BjYCGQUZGff2XddEwknao Y+KfWL/RINBlVAXBfi4UfA== 0001015402-05-003490.txt : 20050721 0001015402-05-003490.hdr.sgml : 20050721 20050721122456 ACCESSION NUMBER: 0001015402-05-003490 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050721 DATE AS OF CHANGE: 20050721 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INTERVEST BANCSHARES CORP CENTRAL INDEX KEY: 0000927807 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 133699013 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-53519 FILM NUMBER: 05965519 BUSINESS ADDRESS: STREET 1: 1 ROCKEFELLER PLAZA STREET 2: SUITE 400 CITY: NEW YORK STATE: NY ZIP: 10020-2002 BUSINESS PHONE: 2122182800 MAIL ADDRESS: STREET 1: 1 ROCKEFELLER PLAZA STREET 2: SUITE 400 CITY: NEW YORK STATE: NY ZIP: 10020-2002 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DANSKER JEROME CENTRAL INDEX KEY: 0001055841 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 860 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 2127577300 SC 13D/A 1 body.txt INTERVEST BANCSHARES SC-13D/A #3 07-19-2005 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13D-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 13D-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3) INTERVEST BANCSHARES CORPORATION - -------------------------------------------------------------------------------- (Name of Issuer) Class A Common Stock, $1.00 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 460927 106 - -------------------------------------------------------------------------------- (CUSIP Number) Thomas E. Willett, Esq. Harris Beach PLLC 99 Garnsey Road Pittsford, New York 14534 (716) 232-4440 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) July 19, 2005 ------------- (Date of Event which requires filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [ ]. Page 1 of 5 - --------------------- CUSIP No. 981500101 - --------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Jerome Dansker - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 1,294,965 NUMBER OF ----------------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY 66,000 OWNED BY ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 1,294,965 PERSON WITH ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 66,000 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,360,965 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 21.78% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- PAGE 2 of 5 ITEM 1. TITLE AND CLASS OF SECURITIES. This Schedule relates to the Class A Common Stock, par value $1.00 per share, of Intervest Bancshares Corporation (the "Issuer"). The address of the Issuer's principal executive offices is: One Rockefeller Plaza (Suite 400) New York, New York 10020 ITEM 2. IDENTITY AND BACKGROUND This Schedule is being filed by Mr. Jerome Dansker, Chairman of the Board and Chief Executive Officer of the Issuer. His business address is One Rockefeller Plaza, Suite 400, New York, New York 10020. He is a United States citizen. He has not, during the last five years: been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors); or been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, Federal or State securities laws or finding any violation with respect to such laws. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION This Schedule is being filed in connection with the acquisition by Mr. Jerome Dansker of 75,000 shares of Class B Common Stock (convertible into 75,000 shares of Class A Common Stock) for an aggregate purchase price of $1,125,000. The shares were purchased from personal funds. The shares were acquired in a private transaction from another holder of shares of Class B Common Stock. ITEM 4. PURPOSE OF TRANSACTION. Personal investment. ITEM 5. INTEREST IN SECURITIES OF ISSUER. (a) 1,360,965 shares of Class A Common Stock, which constitutes approximately 21.78% of the Issuer's total number of outstanding shares of Class A Common Stock. Included in the 1,360,965 shares are: 130,000 shares of Class B Common Stock (convertible into 130,000 shares of Class A Common Stock); exercisable warrants to purchase 501,465 shares of Class A Common Stock; and exercisable warrants to purchase 195,000 shares of Class B Common Stock (which shares of Class B Common Stock are convertible into 195,000 shares of Class A Common Stock). Also included in the 1,360,965 shares are 36,000 shares of Class A Common Stock and 30,000 shares of Class B Common Stock (convertible into 30,000 shares of Class A Common Stock) owned by his spouse. (b) Mr. Dansker has sole power to vote and dispose of 1,294,965 shares of Class A Common Stock of the Issuer. Mr. Dansker has shared power to vote and dispose of 66,000 shares of Class A CommonStock, which shares are owned by Jean Dansker, his spouse, who shares Mr. Dansker's address. She is a United States citizen. She has not, during the last five years: been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors); or been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, Federal or State securities laws or finding any violation with respect to such laws. PAGE 3 of 5 (c) On July 19, 2005, Mr. Dansker acquired ownership of 75,000 shares of Class B Common Stock in a private transaction. (d) Not applicable. (e) Not applicable. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERTAKINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. No contracts, arrangements, understandings or relationships exist among the person named in Item 2 above, or any other person with respect to any securities of the Issuer, including by not limited to, transfer or voting of such securities, finders' fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. Not applicable. Page 4 of 5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: July 19, 2005 /s/ Jerome Dansker (Signature) Jerome Dansker ----------------------------------- (Name) Page 5 of 5 -----END PRIVACY-ENHANCED MESSAGE-----